Transactions

SOUTHERN PALLADIUM

(ASX:SPD, JSE:SDL)
(ASX:SPD, JSE:SDL)
$19,000,000
IPO, 2022
Lead Manager

PILOT ENERGY

(ASX:PGY)
(ASX:PGY)
$2,200,000
Placement, 2022
Lead Manager

GASCOYNE RESOURCES

(ASX:GCY)
(ASX:GCY)
$15,000,000
Placement, 2022
Co-Manager

RAREX

(ASX:REE)
(ASX:REE)
$10,000,000
Placement, 2022
Joint Lead Manager

LEFROY EXPLORATION

(ASX:LEX)
(ASX:LEX)
$6,300,000
Placement, 2021
Lead Manager

CARAWINE RESOURCES

(ASX:CWX)
(ASX:CWX)
$4,900,000
Placement, 2021
Lead Manager

NEXION GROUP

(ASX:NNG)
(ASX:NNG)
$2,750,000
Placement, 2021
Lead Manager

TURACO GOLD

(ASX:TCG)
(ASX:TCG)
$8,000,000
Placement, 2021
Co-Manager

WARREGO ENERGY

(ASX:WGO)
(ASX:WGO)
$50,000,000
Placement, 2021
Co-Manager

PILOT ENERGY

(ASX:PGY)
(ASX:PGY)
$8,000,000
Placement, 2021
Lead Manager

PACIFIC NICKEL MINES

(ASX:PNM)
(ASX:PNM)
$5,250,000
Placement, 2021
Lead Manager

TECHNOLOGY METALS

(ASX:TMT)
(ASX:TMT)
$20,000,000
Placement, 2021
Joint Lead Manager

KALIUM LAKES LIMITED

(ASX:KLL)
(ASX:KLL)
$50,000,000
Placement, 2021
Co-Manager

ACTIVEPORT GROUP

(ASX:ATV)
(ASX:ATV)
$12,000,000
IPO, 2021
Lead Manager

GOLD 50

(ASX:G50)
(ASX:G50)
$10,000,000
IPO, 2021
Co-Manager

PACIFIC NICKEL

(ASX:PNM)
(ASX:PNM)
$860,000
Entitlement Offer, 2021
Lead Manager and Underwriter

SOUTHERN PALLADIUM

(ASX:SPD)
(ASX:SPD)
$1,650,000
Pre-IPO, 2021
Lead Manager

KINCORA COPPER

(ASX:KCC)
(ASX:KCC)
$10,000,000
IPO, 2021
Joint Lead Manager

NEXION GROUP

(ASX:NNG)
(ASX:NNG)
$8,000,000
IPO, 2021
Lead Manager

ACTIVEPORT GROUP

(ASX:ATV)
(ASX:ATV)
$2,000,000
Pre-IPO, 2021
Lead Manager

PACIFIC NICKEL

(ASX:PNM)
(ASX:PNM)
$3,200,000
Placement, 2020
Lead Manager

CARAVEL MINERALS

(ASX:CVV)
(ASX:CVV)
$2,850,000
Placement, 2020
Joint Lead Manager

MARVEL GOLD

(ASX:MVL)
(ASX:MVL)
$5,700,000
Placement, 2020
Lead Manager

TECHNOLOGY METALS

(ASX:TMT)
(ASX:TMT)
$8,000,000
Placement, 2020
Joint Lead Manager

PILOT ENERGY

(ASX:PGY)
(ASX:PGY)
$500,000
SPP Underwriting, 2020
Underwriter

PILOT ENERGY

(ASX:PGY)
(ASX:PGY)
$2,500,000
Placement, 2020
Lead Manager

CARAWINE RESOURCES

(ASX:CWX)
(ASX:CWX)
$6,000,000
Placement, 2020
Lead Manager

LIONTOWN RESOURCES

(ASX:LTR)
(ASX:LTR)
$12,500,000
Placement, 2020
Joint Lead Manager

WARREGO ENERGY

(ASX:WGO)
(ASX:WGO)
$32,000,000
Placement, 2020
Joint Lead Manager

NEXION GROUP

(ASX:NNG)
(ASX:NNG)
$1,215,500
Pre-IPO, 2020
Lead Manager

MALACHITE RESOURCES

(ASX:MAR)
(ASX:MAR)
$625,000
Placement, 2020
Lead Manager

HUNTER ENERGY

$2,474,000
Pre-IPO, 2020
Lead Manager

GASCOYNE RESOURCES

(ASX:GCY)
(ASX:GCY)
$85,000,000
Placement, 2020
Co-Manager

OKLO RESOURCES

(ASX:OKU)
(ASX:OKU)
$12,500,000
Placement, 2020
Co-Manager

GRAPHEX MINING

(ASX:GPX)
(ASX:GPX)
$5,050,000
Placement & Rights Issue, 2020
Lead Manager & Underwriter

CHESSER RESOURCES

(ASX:CHZ)
(ASX:CHZ)
$6,000,000
Placement, 2020
Corporate Advisor

CARAVEL MINERALS

(ASX:CVV)
(ASX:CVV)
$1,150,000
Placement, 2020
Lead Manager

WARREGO ENERGY

(ASX:WGO)
(ASX:WGO)
$15,000,000
Placement, 2020
Joint Lead Manager

GRAPHEX MINING

(ASX:GPX)
(ASX:GPX)
$970,000
Placement, 2020
Joint Lead Manager

CHESSER RESOURCES

(ASX:CHZ)
(ASX:CHZ)
$1,680,000
Placement, 2020
Co-Manager

OKLO RESOURCES

(ASX:OKU)
(ASX:OKU)
$12,500,000
Placement, 2020
Co-Manager

CARAWINE RESOURCES

(ASX:CWX)
(ASX:CWX)
$3,000,000
Placement, 2019
Joint Lead Manager

WARREGO ENERGY

(ASX:WGO)
(ASX:WGO)
$12,000,000
Placement, 2019
Joint Lead Manager

OKLO RESOURCES

(ASX:OKU)
(ASX:OKU)
$6,000,000
Placement, 2019
Co-Lead Manager

SHEFFIELD RESOURCES

(ASX:SFX)
(ASX:SFX)
$18,000,000
Placement, 2019
Joint Lead Manager

LEFROY EXPLORATION

(ASX:LEX)
(ASX:LEX)
$3,805,369
Placement, 2019
Lead Manager

LIONTOWN RESOURCES

(ASX:LTR)
(ASX:LTR)
$18,000,000
Placement, 2019
Joint Lead Manager

ARMNET LIMITED

$700,000
Pre-IPO, 2019
Lead Manager

GRAPHEX MINING

(ASX:GPX)
(ASX:GPX)
$2,500,000
Placement, 2019
Joint Lead Manager

WARREGO ENERGY

(ASX:WGO)
(ASX:WGO)
$6,100,000
Placement, 2019
Lead Manager

LIONTOWN RESOURCES

(ASX:LTR)
(ASX:LTR)
$4,535,950
Rights Issue, 2019
Joint Lead Manager & Joint Underwriter

LIONTOWN RESOURCES

(ASX:LTR)
(ASX:LTR)
$3,350,000
Placement, 2019
Joint Lead Manager

MEDILAND PHARM

(ASX:MPH)
(ASX:MPH)
$12,552,722
IPO, 2019
Lead Manager

SHEFFIELD RESOURCES

(ASX:SFX)
(ASX:SFX)
$16,231,028
Placement, 2018
Co-Lead Manager

CARAVEL MINERALS

(ASX:CVV)
(ASX:CVV)
$2,010,354
Rights Issue, 2018
Lead Manager & Underwriter

PETREL ENERGY

(ASX:PRL)
(ASX:PRL)
$735,000
Placement, 2018
Lead Manager

LEFROY EXPLORATION

(ASX:LEX)
(ASX:LEX)
$2,590,557
Placement, 2018
Joint Lead Manager

GRAPHEX MINING

(ASX:GPX)
(ASX:GPX)
$2,450,000
Placement, 2018
Lead Manager

KINGSTON RESOURCES

(ASX:KSN)
(ASX:KSN)
$4,268,000
Placement, 2018
Joint Lead Manager

SHEFFIELD RESOURCES

(ASX:SFX)
(ASX:SFX)
$2,000,000
SPP, 2017
Joint Lead Manager & Underwriter

SHEFFIELD RESOURCES

(ASX:SFX)
(ASX:SFX)
$30,000,000
Placement, 2017
Joint Lead Manager

CARAVEL MINERALS

(ASX:CVV)
(ASX:CVV)
$800,000
Placement, 2017
Lead Manager

GRAPHEX MINING

(ASX:GPX)
(ASX:GPX)
$2,650,000
Placement, 2017
Lead Manager

AUSTRALIAN CANE FARMS

$11,041,099
Pre-IPO, 2017
Corporate Advisors

LEFROY EXPLORATION

(ASX:LEX)
(ASX:LEX)
$4,000,000
IPO, 2016
Joint Lead Manager

SHEFFIELD RESOURCES

(ASX:SFX)
(ASX:SFX)
$17,128,800
Placement, 2016
Joint Lead Manager

CARAVEL MINERALS

(ASX:CVV)
(ASX:CVV)
$1,250,000
IPO, 2016
Lead Manager

GRAPHEX MINING

(ASX:GPX)
(ASX:GPX)
$7,000,000
IPO, 2016
Joint Lead Manager

PILOT ENERGY

(ASX:PGY)
(ASX:PGY)
$3,600,000
Placement, 2016
Corporate Advisors

CARAVEL MINERALS

(ASX:CVV)
(ASX:CVV)
$1,452,000
Placement, 2015
Lead Manager

PETREL ENERGY

(ASX:PRL)
(ASX:PRL)
$1,250,000
Placement & SPP, 2015
Corporate Advisors

AEON METALS

(ASX:AML)
(ASX:AML)
$8,000,000
Placement, 2014
Corporate Advisors

PETREL ENERGY

(ASX:PRL)
(ASX:PRL)
$3,000,000
Placement, 2013
Corporate Advisors

CLEVELAND MINING

(ASX:CDG)
(ASX:CDG)
$3,580,000
Placement, 2013
Lead Manager
F S G
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